| I am a fee based Investment Advisor Representative. My investment management fees are at based upon a percentage of assets under management. | Assets Under Management | Management Fee* %/Yr | | Up to $500,000 | 1.00%/Yr | | $500,000 to $1,000,000 | .9%/Yr | | $1,000,000 to $2,000,000 | .8%/Yr | | $2,000,000 to $4,000,000 | .7%/Yr | | Over $4,000,000 | .6%/Yr |
For accounts utilizing options or convertible securities there will be an additional .25% fee charged. Formula: ($ Fair Market Value x % based fee) / 4 = quarterly fee For example: ($250,000 x 1%) / 4 = $625 Bluemound Asset Management, LLC may also charge based upon hourly fees: Hourly Fees method for assessing fees: $200/hour subject to an annual minimum of $2400 which will only be waived under special circumstances. This method is unavailable to accounts trading in stocks, convertibles or options. This fee method is only available for fixed income or open-end mutual fund only accounts. Financial Plans: The Advisor may offer written financial plans which discuss securities ownership as might relate to various financial and estate planning issues. The Advisor may also offer written financial plans which discuss various household financial issues, such as but not limited to, debt management, education planning and real estate ownership as might relate to various financial and estate planning issues. The Advisor will charge a fee based upon the hourly fee schedule noted within this document below. For questions or further information, please contact Kirk Spano at
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Investment Advisory services offered through Bluemound Asset Management, LLC. a Registered Investment Advisor in Wisconsin. Securities offered through H. Beck, Inc. Member FINRA & SIPC. Bluemound Asset Management, LLC and H. Beck are separate and unrelated companies. This site has been published for residents of: Wisconsin and Arizona only. All information herein has been prepared solely for informational purposes, and it is not an offer to buy or sell, or a solicitation of an offer to buy or sell any security.
Kirk Spano, 500 Elm Grove Road, Suite 200, Elm Grove, WI 53122 Telephone: 414-617-MONY
Serving throughout Wisconsin, including, but not limited to: Milwaukee, Wauwatosa, Brookfield, West Allis, Madison, Sun Prairie, Watertown, Appleton, Green Bay, De Pere, Oshkosh, Fon Du Lac, Sheboygan, Neenah, Manitiwoc, West Bend, La Crosse, Eau Claire, Superior, Wausau, Stevens Point, Waukesha, Menomonee Falls, Germantown, Mequon, Cedarburg, Grafton, Whitefish Bay, Fox Point, Bayside, Shorewood, Glendale, Elm Grove, Brown Deer, Kenosha, Racine, Mount Pleasant, Caledonia, Bay View, Mukwonago, Burlington, East Troy, Waterford, Lake Geneva, Janesville, Beloit, South Milwaukee, Cudahy, Franklin, Oak Creek, New Berlin, Greenfield, Big Bend, Vernon, Muskego...and Arizona for securities only: Phoenix, Mesa, Glendale, Chandler, Scottsdale, Gilbert, Tempe, Peoria, Yuma, Suprise, Sun City, Avondale, Goodyear, Litchtfield Park, Lake Havasu City, Maricopa, Casa Grande, Prescott, Flaggstaff, Tucson...
Fee Structure 
