| I am a fee based Investment Advisor Representative. My investment management fees are at based upon a percentage of assets under management. | Assets Under Management | Management Fee* %/Yr | | Up to $500,000 | 1.20%/Yr | | $500,000 to $1,000,000 | 1.00%/Yr | | $1,000,000 to $2,000,000 | .90%/Yr | | $2,000,000 to $4,000,000 | .80%/Yr | | Over $4,000,000 | .70%/Yr |
Management Fee: The amount I am charging is for my investment management services and my costs for AIMR compliant investment performance reporting. Other costs can be associated with various services that may be offered. Accredited Investors participating in hedge fund and private equity programs will incur additional fees. Theoretically, I have a minimum account size of $125,000; however, due to technology enhancements the past decade and because I believe it is usually the right thing to do, I will accept smaller accounts. I will take on any client who is willing and able to commit to an ongoing savings and investment plan, or anticipates other assets will become available for investment within a decade, i.e. 401k or 403b rollover, business sale proceeds or inheritance assets. I am primarily concerned with people's commitment level to being a long term prudent investor, not the absolute level of initial assets that is entrusted to me. Financial Planning fees and fees for periodic consulting of self-managed portfolios are charged at $150 per hour with a $450 per year minimum. For questions or further information, please contact Kirk Spano at
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Securities offered through H. Beck, Inc. Member FINRA & SIPC. Investment Advisory services offered through Annex Advisory Services, LLC. a Registered Investment Advisor. Annex and H. Beck are separate and unrelated companies. This site has been published for residents of: Wisconsin and Arizona only. All information herein has been prepared solely for informational purposes, and it is not an offer to buy or sell, or a solicitation of an offer to buy or sell any security.
Kirk Spano, 500 Elm Grove Road, Suite 200, Elm Grove, WI 53122 Telephone: 414-617-MONY
Serving throughout Wisconsin, including, but not limited to: Milwaukee, Wauwatosa, Brookfield, West Allis, Madison, Sun Prairie, Watertown, Appleton, Green Bay, De Pere, Oshkosh, Fon Du Lac, Sheboygan, Neenah, Manitiwoc, West Bend, La Crosse, Eau Claire, Superior, Wausau, Stevens Point, Waukesha, Menomonee Falls, Germantown, Mequon, Cedarburg, Grafton, Whitefish Bay, Fox Point, Bayside, Shorewood, Glendale, Elm Grove, Brown Deer, Kenosha, Racine, Mount Pleasant, Caledonia, Bay View, Mukwonago, Burlington, East Troy, Waterford, Lake Geneva, Janesville, Beloit, South Milwaukee, Cudahy, Franklin, Oak Creek, New Berlin, Greenfield, Big Bend, Vernon, Muskego...and Arizona: Phoenix, Mesa, Glendale, Chandler, Scottsdale, Gilbert, Tempe, Peoria, Yuma, Suprise, Sun City, Avondale, Goodyear, Litchtfield Park, Lake Havasu City, Maricopa, Casa Grande, Presecott, Bullhead City, Flaggstaff, Tucson...
Fee Structure 
